Client Service Agreement Financial Planning


Posted by lapi | Posted in Uncategorized | Posted on 08-04-2021

Explain our understanding of your requirements, the specific services we want to offer and how much it will cost you, including whether you should pay VAT. Our average cost for a new customer who requires an audit of their investments is as follows: We must take all necessary measures to achieve the best possible result on your behalf when we cap or pass on your instructions to purchase or sell an investment. This is called “best execution.” We have an obligation to put in place our best enforcement policy, to give a summary and to get your agreement on our best enforcement policy. A summary is available in Appendix I and, at the signing of this agreement, you accept this directive. Get more general information about you and your financial situation if necessary. Our licensed company advises, distributes and organizes transactions in savings and investment products, pension and insurance contracts for businesses and individuals. Chapters Financial Limited is also authorized by the Financial Conduct Authority to provide debt advice. Each customer the company deals with is categorized to determine the level of regulatory protection. We offer you to classify yourself as a “retail customers” that offers you the highest level of regulatory protection.

We will contact invitations to arrange a financial audit in accordance with your audit schedule. When you request a financial audit, this usually includes:- based on hourly rates. Whether or not you buy a product, we charge a fee for our independent advisory and financial planning services. Our total upfront fee is subject to a minimum amount of $1,700. The terms of this customer agreement come into effect immediately, you require us to provide business and services for you and you will remain in effect until further notice. This client agreement is governed and interpreted in accordance with English law and the parties submit to the exclusive jurisdiction of the English courts. However, the fee can be spread over 12 months and collected in proportion to the value of your monthly investments. For example, the annual service fee would be charged with a monthly rate of 0.85/12 – 0.0708%. Once the first solutions are found, it is important to regularly review your financial programming, as your life and wealth evolves by making adjustments and changes to your strategy to reflect your evolving aspirations and needs.

Comments are closed.